基于区块链的绿色证书交易平台：概念与实践

蔡元纪; 顾宇轩; 罗钢; 张轩; 陈启鑫

doi:10.7500/AEPS20200222003

您当前的位置：

首页 >

文章列表页 >

基于区块链的绿色证书交易平台：概念与实践

区块链技术在电力系统中的应用 | 更新时间：2025-06-16

- 基于区块链的绿色证书交易平台：概念与实践
- Blockchain Based Trading Platform of Green Power Certificate: Concept and Practice
- 电力系统自动化-方正平台 2020年44卷第15期页码：1-9
- 作者机构：
  
  1. 清华大学电机与应用电子技术系,北京市 100084
  2. 广东电网有限责任公司电力调度控制中心，广东省广州市 515000
- 作者简介：
  
  蔡元纪(1988—)，男，博士，助理研究员，主要研究方向：能源互联网市场机制与商业模式。E-mail：caiyuanji@tsinghua.edu.cn
  顾宇轩(1995—)，男，博士研究生，主要研究方向：大数据分析、深度学习、电力市场、区块链。E-mail：guyx18@mails.tsinghua.edu.cn
  罗钢(1988—)，男，硕士，高级工程师，主要研究方向：电力现货市场、电力系统分析。E-mail：luogang@gd.scg.cn
  陈启鑫(1982—)，男，通信作者，博士，副教授，主要研究方向：电网优化运行、用电需求预测、用电大数据分析。E-mail：qxchen@tsinghua.edu.cn
- 基金信息：
  
  国家重点研发计划资助项目(2016YFB0900100);国家自然科学基金重点项目(U1966204);广东省重点领域研发计划项目(2019B111109002)
- DOI：10.7500/AEPS20200222003
  中图分类号：
- 收稿日期：2020-02-22，
  
  修回日期：2020-05-13，
  
  网络出版日期：2020-06-04，
  
  纸质出版日期：2020-08-10
- 稿件说明：
移动端阅览
蔡元纪,顾宇轩,罗钢等.基于区块链的绿色证书交易平台：概念与实践[J].电力系统自动化,2020,44(15):1-9.

CAI Yuanji,GU Yuxuan,LUO Gang,et al.Blockchain Based Trading Platform of Green Power Certificate: Concept and Practice[J].Automation of Electric Power Systems,2020,44(15):1-9.
蔡元纪,顾宇轩,罗钢等.基于区块链的绿色证书交易平台：概念与实践[J].电力系统自动化,2020,44(15):1-9. DOI： 10.7500/AEPS20200222003.

CAI Yuanji,GU Yuxuan,LUO Gang,et al.Blockchain Based Trading Platform of Green Power Certificate: Concept and Practice[J].Automation of Electric Power Systems,2020,44(15):1-9. DOI： 10.7500/AEPS20200222003.

摘要

中国可再生能源规模的快速增长使得财政直补的压力增加，可再生能源配额制度(简称配额制)和可交易绿色证书（简称绿证）能够以市场化的方式对可再生能源进行补贴，或成为支持其产业发展的重要手段。中国绿证市场尚处于起步阶段，仍缺乏流通机制的系统性设计。文中提出绿证的双边交易机制，并根据配额制的需要设计了涵盖核发、交易、核查的绿证流通全生命周期。在绿证的全生命周期中，不同主体需要追踪并异步更新其状态。随着绿证市场规模增长，数据账本的一致性和安全性问题亟待解决。为此，文中提出了基于超级账本Fabric1.1的绿证交易平台解决方案，搭建了区块链底层网络环境和应用环境，开发了绿证交易必需的功能和接口，并依托中国珠海市“互联网+”智慧能源示范项目开展了实地验证。目前，共有十余家新能源发电企业和三十余家电力用户注册参与，完成模拟交易一百余笔，验证了平台的实用性和完备性。

Abstract

With the rapid development of renewable energy in China

the pressure on direct financial subsidies is increasing. The renewable portfolio standard (RPS) and tradable green power certificate (GPC) provide a market-oriented way to subsidize the renewable energy

which makes it a promising option to support the renewable energy industry in China. Chinese GPC market is still in the early stage and lacks a systematic design of circulation mechanism. This paper proposes a bilateral trading mechanism of GPC and designs the full life cycle of GPC circulation covering issuing

trading and inspection considering the needs of RPS. In the full life cycle of GPC

different entities need to track and update their status asynchronously. With the growth of GPC market

the consistency and security problems of the data ledger need to be tackled. Therefore

this paper proposes a solution for GPC trading platform based on Hyper-ledger Fabric1.1. The basic network and application environment of blockchain are built

and the functions and interfaces necessary for the trading are developed. The field verification is conducted based on “Internet Plus” Smart Energy Demonstration Project in Zhuhai

China. So far

more than 10 renewable generation enterprises and more than 30 power consumers have registered

and more than 100 simulated transactions have been completed

which verifies the practicability and effectiveness of the platform.

关键词

Keywords

references

国家能源局 . 2019年前三季度可再生能源发展情况 [EB/OL].[ 2020-02-20 ]. http://www.nea.gov.cn/2019-10/29/c_1385115 25.htm http://www.nea.gov.cn/2019-10/29/c_138511525.htm .

National Energy Administration . Development of renewable energy in the first three quarters of 2019 [EB/OL]. [ 2020-02-20 ]. http://www.nea.gov.cn/2019-10/29/c_138511525.htm http://www.nea.gov.cn/2019-10/29/c_138511525.htm .

YIN Haitao , POWERS N . Do state renewable portfolio standards promote in-state renewable generation? [J]. Energy Policy , 2010 , 38 ( 2 ): 1140 - 1149 .

BARBOSE G , WISER R , HEETER J , et al . A retrospective analysis of benefits and impacts of U.S. renewable portfolio standards [J]. Energy Policy , 2016 , 96 : 645 - 660 .

陈波波 . 碳交易及绿色证书交易对清洁能源跨省区消纳的影响 [D]. 上海 : 上海电力大学 , 2019 .

CHEN Bobo . The impact of carbon trading and green certificate trading on trans-province consumption of clean energy [D]. Shanghai : Shanghai University of Electric Power , 2019 .

MORTHORST P E . The development of a green certificate market [J]. Energy Policy , 2000 , 28 ( 15 ): 1085 - 1094 .

BERRY T , JACCARD M . The renewable portfolio standard: design considerations and an implementation survey [J]. Fuel and Energy Abstracts , 2002 , 43 ( 4 ): 272 .

WANG Caixia , LI Ziqian , YE Xiaoning , et al . Design of the renewable portfolio standards based renewable energy certificate trading mechanism in China [C]// 8th Renewable Power Generation Conference (RPG 2019) , October 24 - 25 , 2019 , Shanghai, China: 1 - 6 .

冯奕 , 刘秋华 , 刘颖 , 等 . 中国售电侧可再生能源配额制设计探索 [J]. 电力系统自动化 , 2017 , 41 ( 24 ): 137 - 141 .

FENG Yi , LIU Qiuhua , LIU Ying , et al . Design and exploration of renewable portfolio standard in power demand side in China [J]. Automation of Electric Power Systems , 2017 , 41 ( 24 ): 137 - 141 .

周晓洁 , 彭谦 , 杨睿 , 等 . 绿色电力证书交易影响下计及输电阻塞影响的综合型能源发售电商竞价策略研究 [J]. 电网技术 , 2020 , 44 ( 4 ): 1317 - 1324 .

ZHOU Xiaojie , PENG Qian , YANG Rui , et al . Bidding strategy of comprehensive energy selling e-commerce considering transmission congestion under the influence of green power certificate transaction [J]. Power System Technology , 2020 ， 44 ( 4 ): 1317 - 1324 .

朱继忠 , 冯禹清 , 谢平平 , 等 . 考虑可再生能源配额制的中国电力市场均衡模型 [J]. 电力系统自动化 , 2019 , 43 ( 1 ): 168 - 176 .

ZHU Jizhong , FENG Yuqing , XIE Pingping , et al . Equilibrium model of Chinese electricity market considering renewable portfolio standard [J]. Automation of Electric Power Systems , 2019 , 43 ( 1 ): 168 - 176 .

张宁 , 王毅 , 康重庆 , 等 . 能源互联网中的区块链技术:研究框架与典型应用初探 [J]. 中国电机工程学报 , 2016 , 36 ( 15 ): 4011 - 4023 .

ZHANG Ning , WANG Yi , KANG Chongqing , et al . Blockchain technique in the energy internet: preliminary research framework and typical applications [J]. Proceedings of the CSEE , 2016 , 36 ( 15 ): 4011 - 4023 .

王胜寒 , 郭创新 , 冯斌 , 等 . 区块链技术在电力系统中的应用：前景与思路 [J]. 电力系统自动化 , 2020 , 44 ( 11 ): 10 - 24 .

WANG Shenghan , GUO Chuangxin , FENG Bin , et al . Application of blockchain technology in power systems: prospects and ideas [J]. Automation of Electric Power Systems , 2020 , 44 ( 11 ): 10 - 24 .

韩冬 , 张程正浩 , 孙伟卿 , 等 . 基于区块链技术的智能配售电交易平台架构设计 [J]. 电力系统自动化 , 2019 , 43 ( 7 ): 89 - 99 .

HAN Dong , ZHANG Chengzhenghao , SUN Weiqing , et al . Framework design of smart distribution trading platform based on blockchain technology [J]. Automation of Electric Power Systems , 2019 , 43 ( 7 ): 89 - 99 .

王冠男 , 杨镜非 , 王硕 , 等 . 考虑EV换电站调度和区块链数据存储的电网分布式优化 [J]. 电力系统自动化 , 2019 , 43 ( 8 ): 110 - 127 .

WANG Guannan , YANG Jingfei , WANG Shuo , et al . Distributed optimization of power grid considering dispatching of electric vehicle battery swapping stations and data storage of blockchain [J]. Automation of Electric Power Systems , 2019 , 43 ( 8 ): 110 - 127 .

国家发展改革委 , 国家能源局 . 关于建立健全可再生能源电力消纳保障机制的通知 [EB/OL].[ 2020-02-20 ]. http://zfxxgk.nea.gov.cn/auto87/201905/t20190515_3662.htm http://zfxxgk.nea.gov.cn/auto87/201905/t20190515_3662.htm .

National Development and Reform Commission , National Energy Administration . Notice on the establishment and improvement of the renewable energy power consumption guarantee mechanism [EB/OL]. [ 2020-02-20 ]. http://zfxxgk.nea.gov.cn/auto87/201905/t20190515_3662.htm http://zfxxgk.nea.gov.cn/auto87/201905/t20190515_3662.htm .

AITZHAN N Z , SVETINOVIC D . Security and privacy in decentralized energy trading through multi-signatures, blockchain and anonymous messaging streams [J]. IEEE Transactions on Dependable and Secure Computing , 2018 , 15 ( 5 ): 840 - 852 .

韩璇 , 刘亚敏 . 区块链技术中的共识机制研究 [J]. 信息网络安全 , 2017 ( 9 ): 147 - 152 .

HAN Xuan , LIU Yamin . Research on the consensus mechanism of blockchain technology [J]. Netinfo Security , 2017 ( 9 ): 147 - 152 .

LAMPORT L . Paxos made simple [J]. ACM Sigact News , 2001 , 32 ( 4 ): 18 - 25 .

袁勇 , 王飞跃 . 区块链技术发展现状与展望 [J]. 自动化学报 , 2016 , 42 ( 4 ): 481 - 494 .

YUAN Yong , WANG Feiyue . Blockchain: the state of the art and future trends [J]. Acta Automatica Sinica , 2016 , 42 ( 4 ): 481 - 494 .

CHANG Liu , RANJAN R , CHI Yang , et al . MuR-DPA: top-down levelled multi-replica Merkle Hash tree based secure public auditing for dynamic big data storage on cloud [J]. IEEE Transactions on Computers , 2015 , 64 ( 9 ): 2609 - 2622 .

FOUNDATION T L . Hyper ledger fabric [EB/OL]. [ 2020-02-16 ]. https://www.hyperledger.org/use/fabric https://www.hyperledger.org/use/fabric .

ELLISON C , SCHNEIER B . Ten risks of PKI: what you are not being told about public key infrastructure [J]. Computer Security Journal , 2000 , 16 ( 1 ): 1 - 7 .

WANG Guozhang , KOSHY J , SUBRAMANIAN S , et al . Building a replicated logging system with Apache Kafka [J]. Proceedings of the VLDB Endowment , 2015 , 8 ( 12 ): 1654 - 1655 .

JUNQUEIRA F , BENJAMIN R . ZooKeeper: distributed process coordination [M]. USA : O’Reilly Media , 2013 .

浏览量

下载量

CSCD

文章被引用时，请邮件提醒。

提交

工具集

关联资源

面向虚拟电厂的电力调峰市场隐私保护交易策略

考虑隐私保护的虚拟电厂内部交易决策优化

新型配电系统分布式经济调度信息安全问题研究综述