Monitoring and Analysis Methods for Excess Revenue of Power Generation Entities

JI Bin; LI Yonggang; CHANG Li; CAO Rongzhang; ZHANG Yantao; ZHANG Dandan

doi:10.7500/AEPS20240510001

您当前的位置：

首页 >

文章列表页 >

Monitoring and Analysis Methods for Excess Revenue of Power Generation Entities

Basic Research | 更新时间：2025-07-14

- Monitoring and Analysis Methods for Excess Revenue of Power Generation Entities
- Automation of Electric Power Systems Vol. 49, Issue 13, Pages: 145-155(2025)
- 作者机构：
  
  1.国网电力科学研究院有限公司（南瑞集团有限公司），江苏省南京市 211106
  2.国电南瑞南京控制系统有限公司，江苏省南京市 211106
- 作者简介：
- 基金信息：
  
  State Grid Corporation of China(1400-202440417A-3-5-YS)
- DOI：10.7500/AEPS20240510001
  CLC：
- Received：10 May 2024，
  
  Revised：2024-11-25，
  
  Published Online：18 April 2025，
  
  Published：10 July 2025
- 稿件说明：
移动端阅览
吉斌,李永刚,昌力等.面向发电主体的超额收益监测及分析方法[J].电力系统自动化,2025,49(13):145-155.

JI Bin,LI Yonggang,CHANG Li,et al.Monitoring and Analysis Methods for Excess Revenue of Power Generation Entities[J].Automation of Electric Power Systems,2025,49(13):145-155.
吉斌,李永刚,昌力等.面向发电主体的超额收益监测及分析方法[J].电力系统自动化,2025,49(13):145-155. DOI： 10.7500/AEPS20240510001.

JI Bin,LI Yonggang,CHANG Li,et al.Monitoring and Analysis Methods for Excess Revenue of Power Generation Entities[J].Automation of Electric Power Systems,2025,49(13):145-155. DOI： 10.7500/AEPS20240510001.

摘要

为保障电力现货市场公平有序运行，实现电力市场有效运营监管，需要探索发电主体的超额收益测算方法。结合电力市场运营监管要求，提出了电力市场运营监管“三角”框架，明晰了市场监管与信息发布、机制完善之间的关系。从“市场结构-主体行为-电量收益”3个方面，设计了省级电力现货市场发电主体的单位电量超额收益测算流程，并构建了静态市场结构、发电主体动态市场行为，以及跨市场的超额收益监测量化模型。在此基础上，提出了能够准确识别发电主体行使市场力和测算其所获超额收益的方法。最后，依托中国某省级电力现货市场试运行数据，测算市场结构、寡头发电主体市场力以及跨市场的单位电量超额收益，验证了所提方法的有效性。

Abstract

To ensure the fair and orderly operation of electricity spot market and to realize the effective operation and supervision of electricity market

it is necessary to explore the calculation methods for the excess revenues of power generation entities. In line with the operation and supervision requirements of electricity market

a “triangular” framework for the operation and supervision of electricity market is proposed to clarify the relationship between market supervision

information dissemination

and mechanism improvement. From the three aspects of “market structure-entity behavior-electricity quantity revenue”

a process for calculating the excess revenue per unit of electricity quantity of power generation entities in provincial electricity spot market is designed

and a monitoring and quantification model for static market structure

dynamic market behaviors of power generation entities

and cross-market excess revenues is constructed. On this basis

a calculation method that can accurately identify power generation entities using market power and obtaining the excess revenues. Finally

relying on the trial operation data from a provincial electricity spot market in China

the calculation of market structure

market power of oligopolistic power generation entity

and cross-market excess revenue per unit of electricity quantity is conducted to verify the effectiveness of the proposed method.

关键词

Keywords

references

冯聪聪，李东海，张一龙 . 山西广东电力现货市场进入正式运行时代［N］. 中国电力报， 2024-01-19 （4）.

FENG Congcong ， LI Donghai ， ZHANG Yilong . Shanxi，Guangdong electricity spot markets have entered the official operation era ［N］. China Power News ， 2024-01-19 （4）.

刘杨 . 电力现货市场转正式运行加速推进［N］. 中国证券报， 2024-01-03 （ A06 ）.

LIU Yang . The transition from the spot electricity market to formal operation is accelerated ［N］. China Securities Journal ， 2024-01-03 （ A06 ）.

谷峰，刘连奇 . 山西电力市场率先正式运行带来的思考［J］. 中国电力企业管理， 2024 （ 1 ）： 52 - 55 .

GU Feng ， LIU Lianqi . Reflection on the first official operation of Shanxi electricity market ［J］. China Power Enterprise Management ， 2024 （ 1 ）： 52 - 55 .

徐凯歌 . 能源监管清单治理机制研究［D］. 上海：华东政法大学， 2023 .

XU Kaige . Research on governance mechanism of energy regulatory list ［D］. Shanghai ： East China University of Political Science and Law ， 2023 .

邹诚悦 . “双碳” 背景下绿色电力交易监管制度研究［D］. 上海：华东政法大学， 2023 .

ZOU Chengyue . Research on the regulatory system of green power trading under the background of “double carbon” ［D］. Shanghai ： East China University of Political Science and Law ， 2023 .

蒋似俊 . 四川省电力行业政府监管问题及对策研究［D］. 成都：电子科技大学， 2023 .

JIANG Sijun . Research on problems and countermeasures of government regulation of Sichuan electric power industry ［D］. Chengdu ： University of Electronic Science and Technology of China ， 2023 .

魏来 . 电力市场化改革过程中地方政府监管职能研究——以广东省火力发电行业为例［D］. 广州：华南理工大学， 2021 .

WEI Lai . Research on the regulatory function of local government in the process of electricity marketization reform—taking the thermal power generation industry of Guangdong Province as an example ［D］. Guangzhou ： South China University of Technology ， 2021 .

谢敬东，张蕾 . 电力市场价格风险动态监管机理研究［J］. 价格理论与实践， 2023 （ 8 ）： 71 - 75 .

XIE Jingdong ， ZHANG Lei . Research on the mechanism of dynamic regulation of price risk in the electricity market ［J］. Price： Theory & Practice ， 2023 （ 8 ）： 71 - 75 .

唱友义，蒯继鹏，张凯，等 . 市场力滥用度评估及惩罚量测算方法［J］. 电气自动化， 2022 ， 44 （ 6 ）： 43 - 45 .

CHANG Youyi ， KUAI Jipeng ， ZHANG Kai ， et al . Method for market power abuse degree evaluation and penalty calculation ［J］. Electrical Automation ， 2022 ， 44 （ 6 ）： 43 - 45 .

林新，徐宏，朱策，等 . 电力市场合规管理建设探究［J］. 电网技术， 2022 ， 46 （ 1 ）： 28 - 38 .

LIN Xin ， XU Hong ， ZHU Ce ， et al . Construction of compliance management in electricity market ［J］. Power System Technology ， 2022 ， 46 （ 1 ）： 28 - 38 .

郑伟，田琳，黄远明，等 . 基于柔性监管策略的电力市场履约风险改进COPOD识别方法［J］. 价格理论与实践， 2023 （ 5 ）： 59 - 64 .

ZHENG Wei ， TIAN Lin ， HUANG Yuanming ， et al . Improved COPOD identification method for performance risk in electricity market considering flexible regulatory strategy ［J］. Price： Theory & Practice ， 2023 （ 5 ）： 59 - 64 .

陈中飞，于鹏，白杨，等 . 南方（以广东起步）电力现货市场试运行分析体系与实例［J］. 电力系统自动化， 2021 ， 45 （ 6 ）： 186 - 194 .

CHEN Zhongfei ， YU Peng ， BAI Yang ， et al . Analytical architecture and example of trial operation of Southern China （starting from Guangdong Province） electricity spot market ［J］. Automation of Electric Power Systems ， 2021 ， 45 （ 6 ）： 186 - 194 .

廖侃，丁肇豪，舒隽，等 . 欧美电力市场操纵行为监管原则分析及其对中国的启示［J］. 电力系统自动化， 2020 ， 44 （ 14 ）： 1 - 8 .

LIAO Kan ， DING Zhaohao ， SHU Jun ， et al . Analysis on regulatory principles of manipulative behavior for European and American electricity markets and enlightenment to China ［J］. Automation of Electric Power Systems ， 2020 ， 44 （ 14 ）： 1 - 8 .

Independent Market Monitor for ERCOT . 2023 state of the market report for the Ercot electricity markets ［EB/OL］. ［ 2024-07-22 ］. https：//www.energystorageconsultants.com/ercotsstate-of-the-market-report/ https://www.energystorageconsultants.com/ercotsstate-of-the-market-report/ .

Market Monitoring Unit for the New York ISO . 2023 state of the market report for the New York ISO markets ［EB/OL］.［ 2024-07-22 ］. https：//www.nyiso.com/documents https://www.nyiso.com/documents .

Independent Market Monitor for the Midcontinent ISO . 2023 state of themarket report for the MISO electricity markets ［EB/OL］. ［ 2024-07-26 ］. https：//www.energystorageconsultants.com/ercotsstate-of-the-market-report/ https://www.energystorageconsultants.com/ercotsstate-of-the-market-report/ .

Monitoring Analytics . 2022 state of the market report for PJM ［EB/OL］. ［ 2024-07-26 ］. http：//www.monitoringanalytics.com/reports/pjm_state_of_the_market/2022/2022-som-pjmvolume2.pdf http://www.monitoringanalytics.com/reports/pjm_state_of_the_market/2022/2022-som-pjmvolume2.pdf .

CAISO . Business practice manual for market operations ［EB/OL］. ［ 2024-07-26 ］. http：//www.caiso.com/rules/Pages/BusinessPracticeManuals/Default.aspx http://www.caiso.com/rules/Pages/BusinessPracticeManuals/Default.aspx .

江昕玥，侯佳萱，吴华华，等 . 澳大利亚电力监管机制及其对中国的启示［J］. 电力系统自动化， 2021 ， 45 （ 14 ）： 1 - 12 .

JIANG Xinyue ， HOU Jiaxuan ， WU Huahua ， et al . Electricity regulatory mechanisms in Australia and its enlightenment to China ［J］. Automation of Electric Power Systems ， 2021 ， 45 （ 14 ）： 1 - 12 .

金骆松，沈广，王伟，等 . 基于极差最大化AHP-CRITIC的现货市场监测评估研究［J］. 华北电力大学学报（自然科学版）， 2022 ， 49 （ 5 ）： 110 - 117 .

JIN Luosong ， SHEN Guang ， WANG Wei ， et al . Spot market monitoring and evaluation based on range maximization AHP-CRITIC ［J］. Journal of North China Electric Power University （Natural Science Edition）， 2022 ， 49 （ 5 ）： 110 - 117 .

谢敬东，黄溪滢，卢浩哲，等 . 电力市场中市场力风险防范方法的研究［J］. 价格理论与实践， 2020 （ 12） 49 - 53 .

XIE Jingdong ， HUANG Xiying ， LU Haozhe ， et al . Research on market power risk prevention methods in the electricity market ［J］. Price： Theory & Practice ， 2020 （ 12 ）： 49 - 53 .

RAHIMI A F ， SHEFFRIN A Y . Effective market monitoring in deregulated electricity markets ［J］. IEEE Transactions on Power Systems ， 2003 ， 18 （ 2 ）： 486 - 493 .

Views

下载量

CSCD

Alert me when the article has been cited

提交

Tools

Publicity Resources

Bidding Model and Water Level Control Method for Cascade Hydropower Responding to Supply and Demand Fluctuations in Spot Market

Decision Optimization of Generation Companies in Electricity and Carbon Spot Markets Considering Cash Flow and Carbon Compliance Period

Related Author

YUAN Hao

Nuno PINHO DA SILVA

YANG Zhenglin

SHAO Ping

CHEN Tao

XIA Chao

FENG Kai

WANG Delin

Related Institution

China Electric Power Research Institute

Electricity Market Operation Technology Laboratory of State Grid Corporation of China

R&D Nester, Centro de Investigação em Energia REN-State Grid, S.A., Lisbon

School of Electrical Engineering, Southeast University

State Grid Corporation of China

⁰