Preliminary Study on Capacity Compensation Mechanism Adapted to Development of Electricity Spot Market in China

Yi WANG; Tao ZHU; Yuxin ZHANG; En LU; Xinyu CHEN; Jinyu WEN

doi:10.7500/AEPS20200727008

您当前的位置：

首页 >

文章列表页 >

Preliminary Study on Capacity Compensation Mechanism Adapted to Development of Electricity Spot Market in China

Special Topic on Key Technologies for Construction and Operation of Electricity Spot Market | 更新时间：2025-06-16

- Preliminary Study on Capacity Compensation Mechanism Adapted to Development of Electricity Spot Market in China
- Automation of Electric Power Systems Vol. 45, Issue 6, Pages: 52-61(2021)
- 作者机构：
  
  1.广东电力交易中心有限责任公司，广东省广州市 510600
  2.华中科技大学电气与电子工程学院，湖北省武汉市 430074
- 作者简介：
- 基金信息：
  
  China Southern Power Grid Company Limited
- DOI：10.7500/AEPS20200727008
  CLC：
- Received：27 July 2020，
  
  Revised：2020-12-09，
  
  Published Online：31 January 2021，
  
  Published：25 March 2021
- 稿件说明：
移动端阅览
王一,朱涛,张玉欣等.适应中国电力现货市场发展的容量补偿机制初探[J].电力系统自动化,2021,45(6):52-61.

WANG Yi,ZHU Tao,ZHANG Yuxin,et al.Preliminary Study on Capacity Compensation Mechanism Adapted to Development of Electricity Spot Market in China[J].Automation of Electric Power Systems,2021,45(6):52-61.
王一,朱涛,张玉欣等.适应中国电力现货市场发展的容量补偿机制初探[J].电力系统自动化,2021,45(6):52-61. DOI： 10.7500/AEPS20200727008.

WANG Yi,ZHU Tao,ZHANG Yuxin,et al.Preliminary Study on Capacity Compensation Mechanism Adapted to Development of Electricity Spot Market in China[J].Automation of Electric Power Systems,2021,45(6):52-61. DOI： 10.7500/AEPS20200727008.

摘要

容量机制是现货市场发展的重要补充，高效的容量补偿机制设计是保障现货市场平稳运行，稳定发电机组营收能力，促进电力系统充裕度的重要措施。文中首先论述了现货市场的收入缺失问题以及大规模可再生能源对现货市场的冲击，论证了容量补偿机制的必要性。然后，总结了主流容量补偿机制(稀缺电价、容量补贴以及容量市场机制)的发展现状及近期效果，并讨论了容量补贴机制的执行流程、定价方法以及机制设计中的关键问题，介绍了容量市场框架、市场组织、关键参数设计方式以及相关影响因素。最后为中国容量补偿机制的发展提出了意见。

Abstract

The capacity mechanism is an important supplement to the development of the electricity spot market. The design of an efficient capacity compensation mechanism is an important measure to stabilize the operation of the spot market and the revenue of generator sets

and it promotes the adequacy of the power system. This paper first discusses the missing money problem in the spot market and the impact of the large-scale renewable energy on the spot market

and demonstrates the necessity of the capacity compensation mechanism. Then

the development status and recent effects of the main capacity compensation mechanisms (scarce electricity price

capacity subsidy and capacity market mechanism) are summarized. The implementation process

pricing method and key issues in the capacity subsidy mechanism design are discussed. The capacity market framework

market organization

key parameter design methods and related influencing factors are introduced. Finally

some suggestions are put forward for the development of capacity compensation mechanisms in China.

关键词

Keywords

references

中共中央国务院 . 关于进一步深化电力体制改革的若干意见［EB/OL］.［ 2020-11-11 ］. http：//www.china-nengyuan.com/news/91900.html http://www.china-nengyuan.com/news/91900.html .

CPC Central Committee and State Council . Several opinions on further deepening the reform of the electric power system ［EB/OL］. ［ 2020-11-11 ］. http：//www.china-nengyuan.com/news/91900.html http://www.china-nengyuan.com/news/91900.html .

广东电力交易中心 . 广东电力市场2019年年度报告［R］. 2020 .

Guangdong Power Exchange Center . Guangdong power market annual report in 2019 ［R］. 2020 .

FRONDEL M ， RITTER N ， SCHMIDT C M ， et al . Economic impacts from the promotion of renewable energy technologies： the German experience ［J］. Energy Policy ， 2010 ， 38 （ 8 ）： 4048 - 4056 .

NEWBERY D . Missing money and missing markets： reliability， capacity auctions and interconnectors ［J］. Energy Policy ， 2016 ， 94 ： 401 - 410 .

朱继忠，喻芸，谢平平，等 . 美国稀缺定价机制及对我国现货市场建设的启示［J］. 南方电网技术， 2019 ， 13 （ 6 ）： 37 - 43 .

ZHU Jizhong ， YU Yun ， XIE Pingping ， et al . Scarcity pricing of United States and its enlightenment to China ［J］. Southern Power System Technology ， 2019 ， 13 （ 6 ）： 37 - 43 .

喻芸，荆朝霞，陈雨果，等 . 电力市场环境下典型发电容量充裕性机制及对我国的启示［J］. 电网技术， 2019 ， 43 （ 8 ）： 2734 - 2742 .

YU Yun ， JING Zhaoxia ， CHEN Yuguo ， et al . Typical generation resource adequacy mechanism in electricity market and enlightenment to China ［J］. Power System Technology ， 2019 ， 43 （ 8 ）： 2734 - 2742 .

梁青，许诺，童建中 . 美国PJM容量市场的新模式及其对华东电力市场的启示［J］. 华东电力， 2009 ， 37 （ 7 ）： 1148 - 1152 .

LIANG Qing ， XU Nuo ， TONG Jianzhong . New modes of PJM capacity markets and lessons learned for east China electricity market ［J］. East China Electric Power ， 2009 ， 37 （ 7 ）： 1148 - 1152 .

肖欣，何时有，张宁 . 英国电力容量市场的成本效益分析与配置优化机制研究［J］. 电力科学与技术学报， 2015 ， 30 （ 4 ）： 125 - 130 .

XIAO Xin ， HE Shiyou ， ZHANG Ning . Cost-benefit analysis and optimal allocation mechanism on the capacity market of UK’s electric power ［J］. Journal of Electric Power Science and Technology ， 2015 ， 30 （ 4 ）： 125 - 130 .

PETITET M ， FINON D ， JANSSEN T . Capacity adequacy in power markets facing energy transition： a comparison of scarcity pricing and capacity mechanism ［J］. Energy Policy ， 2017 ， 103 ： 30 - 46 .

MILSTEIN I ， TISHLER A . On the effects of capacity payments in competitive electricity markets： capacity adequacy， price cap， and reliability ［J］. Energy Policy ， 2019 ， 129 ： 370 - 385 .

JOSKOW P L . Capacity payments in imperfect electricity markets： need and design ［J］. Utilities Policy ， 2008 ， 16 （ 3 ）： 159 - 170 .

赵岩 . 中国电力现货市场建设及发电企业应对建议［EB/OL］.［ 2020-12-07 ］. http：//shoudian.bjx.com.cn/html/20200106/1033880.shtml http://shoudian.bjx.com.cn/html/20200106/1033880.shtml .

ZHAO Yan . Suggestions on the construction of China’s spot electricity market and power generation enterprises ［EB/OL］. ［ 2020-12-07 ］. http：//shoudian.bjx.com.cn/html/20200106/1033880.shtml http://shoudian.bjx.com.cn/html/20200106/1033880.shtml .

国家能源局 . 2018年度全国电力价格情况监管通报［EB/OL］.［ 2020-12-07 ］. http：//www.nea.gov.cn/2019-11/05/c_138530255.htm http://www.nea.gov.cn/2019-11/05/c_138530255.htm .

National Energy Administration . National electricity price regulatory notice in 2018 ［EB/OL］. ［ 2020-12-07 ］. http：//www.nea.gov.cn/2019-11/05/c_138530255.htm http://www.nea.gov.cn/2019-11/05/c_138530255.htm .

CLUDIUS J ， HERMANN H ， MATTHES F C ， et al . The merit order effect of wind and photovoltaic electricity generation in Germany 2008-2016： estimation and distributional implications ［J］. Energy Economics ， 2014 ， 44 ： 302 - 313 .

MUNKSGAARD J ， MORTHORST P E . Wind power in the Danish liberalized power market—policy measures， price impact and investor incentives ［J］. Energy Policy ， 2008 ， 36 （ 10 ）： 3940 - 3947 .

GIL H A ， GOMEZ-QUILES C ， RIQUELME J . Large-scale wind power integration and wholesale electricity trading benefits： estimation via an expost approach ［J］. Energy Policy ， 2012 ， 41 ： 849 - 859 .

WOO C K ， HOROWITZ I ， MOORE J ， et al . The impact of wind generation on the electricity spot-market price level and variance： the Texas experience ［J］. Energy Policy ， 2011 ， 39 （ 7 ）： 3939 - 3944 .

MCELROY M B ， CHEN X Y ， DENG Y W . The missing money problem： incorporation of increased resources from wind in a representative US power market ［J］. Renewable Energy ， 2018 ， 126 ： 126 - 136 .

LION H . What caused the drop in European electricity prices： a factor decomposition analysis ［J］. The Energy Journal ， 2018 ， 39 （ 1 ）： 143 - 157 .

BUBLITZ A ， KELES D ， FICHTNER W . An analysis of the decline of electricity spot prices in Europe： who is to blame ［J］. Energy Policy ， 2017 ， 107 ： 323 - 336 .

Texas Coalition for Affordable Power . ERCOT experiences record consumption ， real-time prices reach 9 000 dollar cap ［EB/OL］. ［ 2020-12-08 ］. https：//tcaptx.com/industry-news/ercot-real-time-prices-hit-record-9000-mark https://tcaptx.com/industry-news/ercot-real-time-prices-hit-record-9000-mark .

GALETOVIC A ， MUÑOZ C M ， WOLAK F A . Capacity payments in a cost-based wholesale electricity market： the case of Chile ［J］. The Electricity Journal ， 2015 ， 28 （ 10 ）： 80 - 96 .

BOWRING J . Capacity markets in PJM ［J］. Economics of Energy & Environmental Policy ， 2013 ， 2 （ 2 ）： 47 - 64 .

张媛媛 . 基于需求曲线的容量市场定价模型研究［D］. 北京：华北电力大学， 2009 .

ZHANG Yuanyuan . Research on capacity market pricing model based on demand curve ［D］. Beijing ： North China Electric Power University ， 2009 .

BIDWELL M . Reliability options： a market-oriented approach to long-term adequacy ［J］. The Electricity Journal ， 2005 ， 18 （ 5 ）： 11 - 25 .

MANASA K ． Capacity zones formation and demand curves ［EB/OL］. ［ 2019-10-21 ］. https：//www.iso-ne.com/static-assets/documents/2019/10/20191021-fcm101-lesson-4-capacity-zones-demand-curves_PRINT.pdf https://www.iso-ne.com/static-assets/documents/2019/10/20191021-fcm101-lesson-4-capacity-zones-demand-curves_PRINT.pdf .

Resource Adequacy Planning ． PJM manual 20： PJM resource adequacy analysis ［EB/OL］. ［ 2019-03-21 ］. https：//pjm.com/~/media/documents/manuals/m20.ashx https://pjm.com/~/media/documents/manuals/m20.ashx .

SAMUEL A . Fourth review of PJM’s variable resource requirement curve ［EB/OL］. ［ 2020-10-13 ］. https：//www.pjm.com/-/media/library/reports-notices/reliability-pricing-model/20180425-pjm-2018-variable-resource-requirement-curve-study.ashx https://www.pjm.com/-/media/library/reports-notices/reliability-pricing-model/20180425-pjm-2018-variable-resource-requirement-curve-study.ashx

？la=en .

STRATFORD H . Capacity market auction guidelines 16th January 2018 ［EB/OL］. ［ 2020-10-15 ］. https：//www.emrdeliverybody.com/Capacity%20Markets%20Document%20Library/Capacity%20Market%20Auction%20Guidelines%20%2016th%20January%202018.pdf https://www.emrdeliverybody.com/Capacity%20Markets%20Document%20Library/Capacity%20Market%20Auction%20Guidelines%20%2016th%20January%202018.pdf .

Views

下载量

CSCD

Alert me when the article has been cited

提交

Tools

Publicity Resources

Monitoring and Analysis Methods for Excess Revenue of Power Generation Entities

Bidding Model and Water Level Control Method for Cascade Hydropower Responding to Supply and Demand Fluctuations in Spot Market

Decision Optimization of Generation Companies in Electricity and Carbon Spot Markets Considering Cash Flow and Carbon Compliance Period

Related Author

Nan SHANG

Xiang ZHANG

Yihang SONG

Yan ZHANG

JI Bin

LI Yonggang

CHANG Li

CAO Rongzhang

Related Institution

Energy Development Research Institute of China Southern Power Grid

Guodian Nanrui Nanjing Control System Co., Ltd.

State Grid Electric Power Research Institute (NARI Group Corporation)

Nanjing Power Supply Company of State Grid Jiangsu Electric Power Co., Ltd.

Dalian Research Center for Efficient Utilization of Clean Energy and Power Market

⁰